ICR An Introduction to the Individual Conduct Rules

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An Introduction to the Individual Conduct Rules

One of the key elements of the SM&CR is that all eligible staff must be trained and understand how and why the 5 “Individual Conduct Rules” apply to their roles. All staff must be trained by the end of 2020 and firms are expected to give evidence.

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Course curriculum

1

Course 5: An introduction to the Individual Conduct Rules.
- Welcome to the course
- How to complete this course - Please read in full!
- Module 1: An introduction to The Individual Conduct Rules
- Module 1: Quiz - pass mark 80%
- Download your Individual Conduct Rules "personal commitments" form!
- Your course feedback please